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PRIVACY POLICY
Privacy Policy Effective September 27, 2002

 
Privacy Policy of Daniel Teplitz & Associates Financial Advisors, LLC
Daniel Teplitz & Associates Financial Advisors, LLC has adopted this policy with recognition that protecting the privacy and security of the personal information we obtain about our customers is an important responsibility. We also know that our customers expect us to service them in an accurate and efficient manner. To do so, we must collect and maintain certain personal information about them. We want our customers to know what information we collect and how we use and safeguard that information.

What Information We Collect

We collect certain nonpublic personal identifying information about our customers (such as their name, address, social security number, etc.) from information that they provide on applications or other forms as well as communications (electronic, telephone, written or in person) with them or their authorized representatives (such as their attorney, accountant, etc.). We also collect information about their brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
 
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone except in furtherance of our business relationship with them and then only to those persons necessary to effect the transactions and provide the services that they authorize (such as broker-dealers, custodians, independent managers etc.) or as otherwise provided by law.

We are permitted by law to disclose the nonpublic personal information about our customers to other third parties in certain circumstances (such as third parties that perform administrative or marketing services on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information for any other purpose. If our customers decide at some point to either terminate our services or become an inactive customer, we will continue to adhere to our privacy policy, as may be amended from time to time.

Security of our Customers’ Information

We restrict access to our customers’ nonpublic personal information to those employees who need to know that information to service their account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect their nonpublic personal information.
 
Changes to our Privacy Policy or Relationship With our Customers
Our policy about obtaining and disclosing information may change from time to time. We will provide our customers with notice of any material change to this policy before we implement the change.


IMPORTANT CONSUMER DISCLOSURE

Daniel Teplitz & Associates, LLC (“Teplitz”) is a New Jersey registered investment adviser located in Old Bridge, New Jersey.

Teplitz and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Teplitz maintains clients. Teplitz may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Teplitz’s web site is limited to the dissemination of general information regarding its investment advisory services to United States residents residing in states where providing such information is not prohibited by applicable law. Accordingly, the publication of Teplitz’s web site on the Internet should not be construed by any consumer and/or prospective client as Teplitz’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Furthermore, the information resulting from the use of tools or other information on this Internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Teplitz. Any subsequent, direct communication by Teplitz with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to the registration status of Teplitz, please contact the United States Securities and Exchange Commission on their web site at www.adviserinfo.sec.gov and/or the state securities law administrators for those states in which Teplitz is registered.

A copy of Teplitz’s current written disclosure statement discussing Teplitz’s business operations, services, and fees is available from Teplitz upon written request. Teplitz does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Teplitz’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. The Representatives of Teplitz are also securities licensed by several states with American Portfolios Financial Services, an independent broker-dealer. Member FINRA/SIPC.

Daniel Teplitz & Associates Financial Advisors LLC is not affiliated with American Portfolios Financial Services, Inc. Securities offered through American Portfolios Financial Services, Inc. (APFS) Member FINRA/SIPC. Investment Advisory Services offered through Daniel Teplitz & Associates Financial Advisors, LLC is not affiliated with APFS.

ACCESS TO THIS WEB SITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEB SITE OR ANY THIRD PARTY WEB SITE LINKED TO THIS WEB SITE.
 

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 Securities offered through American Portfolios Financial Services, Inc. Member FINRA/SIPC (FINRA/SIPC). American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc. are not affiliated with any other named business entities mentioned.

This communication is strictly intended for individuals residing in the state(s) of CA, FL, GA, IL, MA, MD, NC, NJ, NY, OH, PA and VA. No offers may be made or accepted from any resident outside the specific states referenced.
 


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